
Dreama Randolph
Registered Wealth Associate
Industry Experience: Since 2023
Bio
Born and raised in Central Indiana, Dreama Randolph has always been passionate about staying active and enjoying the great outdoors. Whether it’s hiking, kayaking, or biking, she loves to explore nature whenever possible. Recently, she’s picked up golf and has quickly become a fan of the sport.
With a strong commitment to serving others, Dreama brings a positive and helpful attitude to everything she does, both professionally and personally. Her dedication to helping others drives her approach to teamwork and client relationships, always striving to make a meaningful impact.
When she’s not enjoying the outdoors or perfecting her golf swing, you can find her at a coffee shop, reading her latest library pick, or at a venue enjoying live music.
Licenses
- Series 7 – The Series 7 is an exam and license that entitles the holder to sell all types of securities products except commodities and futures. The Series 7 exam covers topics on investment risk, taxation, equity and debt instruments, packaged securities, options, and retirement plans.
- Series 63 – The Series 63 is an exam and license that entitles the holder to solicit orders for any type of security in a particular state. The Series 63 exam covers topics on ethical practices and fiduciary obligations.
- Security Industry Essentials® (SIE®) – The Security Industry Essentials® (SIE®) is an exam and license that demonstrates fundamental knowledge of the securities industry. The SIE® exam covers topics on industry terminology, securities products, the structure and function of the markets, regulatory agencies and their functions, and regulated and prohibited practices.